锂电池站点柜14 4

What is Form 144?The fundamental objective of this filing is to notify the SEC and the public about these sales. The SEC mandates the electronic filing of Form 144 on its EDGAR system in XML format. 1 Previously, 144 was permitted to file with the SEC in paper or via email.. How do I file Form 144 electronically?Electronic filing of Forms 144 must be made on the SEC’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. A reporting person, as defined by Rule 144 (a) (2) of the Securities Act of 1933, who is required to file Form 144 electronically, must have an account on the SEC’s EDGAR system.. What is a reporting person on a Form 144?The reporting person is the person for whose account the securities are to be sold, and the reporting person’s CIK/CCC must be used in the Filer CIK and Filer CCC portions of the Form 144. At what times is EDGAR available to accept electronic Form 144 submissions?